Securities commission - PDFSEARCH.IO - Document Search Engine

Securities commission
Results: 40336

#	Item
231	PDF Document Add to Reading List Source URL: senate.gov.ph Language: English - Date: 2015-07-30 02:18:24 Economy of the Philippines Competition law U.S. Securities and Exchange Commission Philippine Competition Act Government Economy Law United States corporate law The Competition Act Constitution of Bahrain
232	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-07-14 03:48:44 SEC filings U.S. Securities and Exchange Commission 73rd United States Congress New Deal Securities Act Form 8-K Securities Exchange Act Corporate governance Government Regulation S-K
233	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-04 10:57:50 Economy Stock market Finance 73rd United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Rebate Security Securities regulation in the United States Market liquidity
234	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-07 12:01:16 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States SEC filings Federal Rules of Civil Procedure Law Government Corporate governance Securities Act
235	australianethical 1 July 2015 investments Add to Reading List Source URL: www.australianethical.com.au Language: English - Date: 2015-07-01 03:09:15 Economy Finance Money Stock market Investment Security Investment fund Securities Commission of New Zealand Securities commission United States securities law Accredited investor Income trust
236	TURKS AND CAICOS ISLANDS FINANCIAL SERVICES COMMISSION Guidelines for the Supervision of the Securities Sector 1 Guidelines for the Supervision of the Securities Sector based on IOSCO principles \| FSC Version April 2015 Add to Reading List Source URL: www.tcifsc.tc Language: English - Date: 2015-05-05 15:59:44 Economy Finance Money Systemic risk Financial regulation International Organization of Securities Commissions Mutual fund Credit rating agency Financial adviser Security Trinidad and Tobago Securities and Exchange Commission Jordan Securities Commission
237	news /rom REP. ED MARKEY United States Congress Seventh District Of Massachusetts Add to Reading List Source URL: public.resource.org Language: English - Date: 2008-11-01 14:03:32 EDGAR U.S. Securities and Exchange Commission Ed Markey SEC filings Massachusetts United States
238	2015 Full year results 23 February 2016 2015 Full year results Disclaimer Add to Reading List Source URL: www.meggittinvestors.com Language: English - Date: 2016-02-23 05:14:38 U.S. Securities and Exchange Commission Economy 73rd United States Congress Securities Act Tax Forward-looking statement SEC Rule 144A Business
239	U.S. Securities and Exchange Commission FORM D OMB APPROVAL Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2016-05-31 15:00:50 U.S. Securities and Exchange Commission SEC filings Finance United States securities law 73rd United States Congress Stock market Economy New Deal Securities Act Regulation D Securities Exchange Act Security
240	The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-10 16:04:14 Economy Finance Money Registered Investment Adviser Financial adviser Financial services U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Adviser DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer